Daniel B. Oellerich

LAGER & COMPANY

Aiken, SC

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CRD#: 6261423

Professional summary

Daniel Brian Oellerich, who also goes by Daniel Oellerich, is a registered financial advisor currently at LAGER & COMPANY, INC. located in Aiken, South Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Oellerich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brian Oellerich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2013 - Present

LAGER & COMPANY, INC.

RIA

CRD#: 115213

Aiken, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/3/2013)

IAR

South Carolina
(6/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LAGER & COMPANY, INC.

CRD#: 115213 / SEC#: 801-60553

RIA

Registered Investment Advisory firm - (5/4/2012 Terminated)

Minnesota

Registered Investment Advisory firm - (4/25/2012 Approved)

South Carolina

Registered Investment Advisory firm - (6/24/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Golden Valley, MN

Mailing Address

Phone number

(763) 377-2006

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 34,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel B. Oellerich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brian Oellerich's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAGER & COMPANY, INC.

State Registrations and Notice Filings

Exams

Current Firm

LAGER & COMPANY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAGER & COMPANY, INC.

TRUST BUT VERIFY

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