Arielle C. Choyce

NAJARIAN FAMILY OFFICE

CHICAGO, IL 60606

CRD#: 6260327

Some features on this profile are disabled

Professional summary

Arielle Christine Choyce is a registered financial advisor currently at NAJARIAN FAMILY OFFICE, LLC located in Chicago, Illinois.

Arielle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Arielle has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arielle Christine Choyce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2016 - Present

NAJARIAN FAMILY OFFICE, LLC

Office #1: 223 W Jackson Blvd. Suite 500, Chicago, IL 60606

RIA

CRD#: 282209

CHICAGO, IL

Past

June 22, 2015 - February 5, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2015

General Securities Representative Examination

Current Firm

NAJARIAN FAMILY OFFICE, LLC

CRD#: 282209 / SEC#:

California

Registered Investment Advisory firm - (6/26/2018 Approved)

Colorado

Registered Investment Advisory firm - (6/1/2018 Approved)

Florida

Registered Investment Advisory firm - (11/1/2016 Approved)

Illinois

Registered Investment Advisory firm - (1/6/2016 Approved)

Indiana

Registered Investment Advisory firm - (12/2/2020 Terminated)

Michigan

Registered Investment Advisory firm - (4/8/2024 Approved)

New Hampshire

Registered Investment Advisory firm - (12/10/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (9/12/2019 Approved)

New York

Registered Investment Advisory firm - (10/5/2018 Approved)

South Carolina

Registered Investment Advisory firm - (5/7/2021 Approved)

Texas

Registered Investment Advisory firm - (10/11/2017 Approved)

Virginia

Registered Investment Advisory firm - (3/24/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

223 W Jackson Blvd. Suite 500, Chicago, IL 60606

Mailing Address

Phone number

(312) 878-3147

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	132
AUM (Assets Under Management)	$ 67,248,426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Arielle C. Choyce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arielle Christine Choyce's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAJARIAN FAMILY OFFICE, LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2016

SIE

Date: 2/5/2016

Series 7

Date: 6/21/2015

Current Firm

NAJARIAN FAMILY OFFICE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAJARIAN FAMILY OFFICE, LLC

TRUST BUT VERIFY

Similar Advisors