Dennis C. Winans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Christopher Winans, who also goes by Chris Winans, Christopher Winans, D Christopher Winans, D. Christopher Winans, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2014. Dennis had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2018 - January 6, 2024
FIDELIS ADVISORY SERVICES, LLC
February 26, 2015 - October 13, 2016
COMMONWEALTH FINANCIAL NETWORK
February 6, 2015 - October 13, 2016
COMMONWEALTH FINANCIAL NETWORK
June 2, 2014 - February 20, 2015
WADDELL & REED
April 25, 2014 - February 20, 2015
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELIS ADVISORY SERVICES, LLC
CRD#: 298934 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
