Todd C. Jordan

TCBI SECURITIES

Dallas, TX 75201

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CRD#: 6260258

Professional summary

Todd Christopher Jordan is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

Todd is registered as a RR (Registered Representative) and started their career in finance in 2017. Todd has worked at 3 firms and has passed the Series 63, Series 22TO, Series 6TO, Series 82TO, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2024 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201

CRD#: 313304

Dallas, TX

Past

May 10, 2019 - August 1, 2024

BOFA SECURITIES, INC.

CRD#: 283942

AUSTIN, TX

Past

May 2, 2017 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(8/8/2024)

Exams

State Security Law Exam

Series 63

Date: 8/23/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 8/8/2024

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6TO

Date: 8/8/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 82TO

Date: 8/8/2024

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 99TO

Date: 8/8/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone number

(214) 932-6671

Established

Texas since 03/03/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
OMAN, DAVID	DIRECTOR	5685397
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986

Red Flags

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Todd C. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Todd Christopher Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOFA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2017

Series 22TO

Date: 8/8/2024

Series 6TO

Date: 8/8/2024

Series 82TO

Date: 8/8/2024

Series 99TO

Date: 8/8/2024

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2017

FINRA

Current Firm

TCBI SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCBI SECURITIES, INC.

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