Weston B. Baldwin
Professional summary
Weston Brock Baldwin, who also goes by Brock Baldwin, is a registered financial professional currently at BURCH & COMPANY, INC located in Kansas City, Missouri.
Weston is registered as a RR (Registered Representative) and started their career in finance in 2014. Weston has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Weston Brock Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2023 - Present
BURCH & COMPANY, INC
Office #1: 4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116June 18, 2015 - May 19, 2021
ICG CAPITAL SECURITIES, LLC
May 5, 2014 - May 22, 2015
ALLEN C. EWING & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2023)
Exams
Series 7TO
Date: 12/9/2022
General Securities Representative ExaminationFINRA
Current Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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