David E. Paradise
Professional summary
David Eugene Paradise JR, who also goes by David Paradise, is a registered financial advisor currently at NEPSIS, INC. located in Minneapolis, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Eugene Paradise JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2021 - Present
NEPSIS, INC.
Office #1: Two Meridian Crossings, Suite 400, Minneapolis, MN 55423March 24, 2021 - July 28, 2021
LPL FINANCIAL LLC
March 24, 2021 - July 28, 2021
LPL FINANCIAL LLC
February 28, 2020 - March 24, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
February 28, 2020 - March 24, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
December 20, 2013 - July 9, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
NEPSIS, INC.
CRD#: 141203 / SEC#: 801-67023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2021)
(12/7/2023)
Exams
Series 7TO
Date: 2/28/2020
General Securities Representative ExaminationCurrent Firm
NEPSIS, INC.
CRD#: 141203 / SEC#: 801-67023
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,018 |
| AUM (Assets Under Management) | $ 497,803,635 |
Red Flags
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