James Allyn Lear
CFP®Professional Summary
James Allyn Lear, CFP® is a registered financial advisor currently at GUIDEWAY FINANCIAL, LLC located in Austin, Texas. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. James has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Business Services
- Retirement Planning
- Financial Planning
- Tax Planning
- Investment Management
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
GUIDEWAY FINANCIAL, LLC | LEAR, SHARON JOAN
Contact Information
Main Address
Austin, TXMailing Address
3122 Nealey Way Suite 311, Longview, TX 75605Phone Number
(512) 487-7762# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
198AUM (Assets Under Management)
$69,402,885Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/15/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Allyn Lear's CRS (Customer Relationship Summary).
Services Offered by James
- Business Services
- Retirement Planning
- Financial Planning
- Tax Planning
- Investment Management
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