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VW

Victor Wang

LEGIONNAIRE SECURITIES LLC
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 6258774
VW

Professional summary

Victor Wang is a registered financial professional currently at LEGIONNAIRE SECURITIES LLC located in Chicago, Illinois.

Victor is registered as a RR (Registered Representative) and started their career in finance in 2015. Victor has worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Victor Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 25, 2025 - Present

LEGIONNAIRE SECURITIES LLC

Office #1: 550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
BD
CRD#: 297422
Chicago, IL
Past

April 24, 2024 - May 20, 2025

CTC, LLC

BD
CRD#: 44597
CHICAGO, IL
Past

March 24, 2022 - March 21, 2023

AKUNA SECURITIES LLC

BD
CRD#: 159041
CHICAGO, IL
Past

April 14, 2021 - May 21, 2021

IMC EXECUTION SERVICES

BD
CRD#: 301273
CHICAGO, IL
Past

September 21, 2015 - May 21, 2021

IMC FINANCIAL MARKETS

BD
CRD#: 104143
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 4/22/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/20/2015
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LEGIONNAIRE SECURITIES LLC
LEGIONNAIRE SECURITIES LLC

CRD#: 297422 / SEC#: , 8-70130

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
Mailing Address
550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
Phone number
(312) 284-5500
Established
Delaware since 05/14/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AARDVARK MEMBERSHIP HOLDINGS LLCMEMBER
ADAMS, DOUGLAS RYANCHIEF EXECUTIVE OFFICER4675945
OLSON, CHAD RYANCHIEF COMPLIANCE OFFICER6234911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGIONNAIRE SECURITIES LLC

CRD#: 297422Chicago, IL 60661

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