Kellen M. Foley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kellen Michael Foley, who also goes by Kellen Foley, was a registered financial professional .
Kellen is a previously registered financial professional and started their career in finance in 2013. Kellen had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2022 - November 20, 2025
FLEXPATH STRATEGIES
October 20, 2014 - March 11, 2022
KESTRA INVESTMENT SERVICES, LLC
November 13, 2013 - August 18, 2022
WEALTHSPIRE RETIREMENT ADVISORY
Primary Firm SEC Registration
FLEXPATH STRATEGIES
CRD#: 174306 / SEC#: 801-80914
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLEXPATH STRATEGIES
CRD#: 174306 / SEC#: 801-80914
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 741 |
| AUM (Assets Under Management) | $ 2,913,734,672 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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