Kellen M. Foley

FLEXPATH STRATEGIES

Aliso Viejo, CA 92656

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CRD#: 6258754

Professional summary

Kellen Michael Foley, who also goes by Kellen Foley, is a registered financial advisor currently at FLEXPATH STRATEGIES located in Aliso Viejo, California.

Kellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kellen has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kellen Foley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: FLEXPATH STRATEGIES Investment Related: Yes Address: 120 VANTIS ALISO VIEJO CA 92656 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: flexPATH Specialist Start Date: 2/17/2015 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: small cap equity analyst and product specialistBusiness Name: NFP Retirement Investment Related: Yes Address: 120 Vantis, Ste. 400 Aliso Viejo CA 92626 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Employee Start Date: 6/11/2012 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: flexPATH Specialist

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kellen Michael Foley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2022 - Present

FLEXPATH STRATEGIES

Office #1: 120 Vantis Suite 480, Aliso Viejo, CA 92656

RIA

CRD#: 174306

Aliso Viejo, CA

Past

October 20, 2014 - March 11, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Aliso Viejo, CA

Past

November 13, 2013 - August 18, 2022

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

ALISO VIEJO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLEXPATH STRATEGIES

FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS

CRD#: 174306 / SEC#: 801-80914

RIA

Registered Investment Advisory firm - (2/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/11/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/13/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2014

General Securities Representative Examination

Current Firm

FLEXPATH STRATEGIES

FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS

CRD#: 174306 / SEC#: 801-80914

RIA

Registered Investment Advisory firm - (2/13/2015 Approved)

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Contact information

Main Address

120 Vantis Suite 480, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 418-6030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FLEXPATH BROCHURE (5/9/2025)

Regulatory assets under management

Total Number of Accounts	905
AUM (Assets Under Management)	$ 79,850,427,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kellen M. Foley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kellen Michael Foley's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

WEALTHSPIRE RETIREMENT ADVISORY

Primary Firm SEC Registration

FLEXPATH STRATEGIES

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/2014

Series 65

Date: 11/13/2013

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2014

Current Firm

FLEXPATH STRATEGIES

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLEXPATH STRATEGIES

TRUST BUT VERIFY

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