Matthew E. Henry
Professional summary
Matthew Elliott Henry, CFP®, who also goes by Matthew Elliott Henry, Matthew Henry, is a registered financial advisor currently at TOPSAIL WEALTH MANAGEMENT LLC located in Cramerton, North Carolina.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Matthew has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Elliott Henry's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2026 - Present
TOPSAIL WEALTH MANAGEMENT LLC
March 10, 2023 - February 23, 2026
EDWARD JONES
March 10, 2023 - February 23, 2026
EDWARD JONES
October 18, 2019 - February 21, 2023
VANGUARD ADVISERS, INC.
October 28, 2016 - February 21, 2023
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
TOPSAIL WEALTH MANAGEMENT LLC
CRD#: 331098 / SEC#: 801-130245
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/6/2026)
Exams
Current Firm
TOPSAIL WEALTH MANAGEMENT LLC
CRD#: 331098 / SEC#: 801-130245
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 729 |
| AUM (Assets Under Management) | $ 1,309,690,152 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/23/2026 | ||
| 09/12/2025 | ||
| 02/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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