Aaron D. Polk
Professional summary
Aaron Demetrius Polk, who also goes by Demetrius Polk, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Alpharetta, Georgia.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2013. Aaron has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Demetrius Polk's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 3655 Brookside Parkway Suite 400, Alpharetta, GA 30022March 6, 2023 - March 6, 2024
TRUIST ADVISORY SERVICES, INC.
March 3, 2023 - March 6, 2024
TRUIST INVESTMENT SERVICES, INC.
September 9, 2021 - January 11, 2023
WELLS FARGO CLEARING SERVICES, LLC
February 13, 2019 - January 11, 2023
WELLS FARGO CLEARING SERVICES, LLC
November 14, 2016 - January 8, 2019
J.P. MORGAN SECURITIES LLC
November 18, 2013 - November 10, 2016
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/7/2026
General Securities Representative ExaminationSeries 6TO
Date: 4/7/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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