Richard S. Dewitt

RICH DEWITT WEALTH MANAGEMENT LLC

Chattanooga, TN 37421

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CRD#: 6257429

Professional summary

Richard Stanley Dewitt is a registered financial advisor currently at RICH DEWITT WEALTH MANAGEMENT LLC located in Chattanooga, Tennessee and PURSHE KAPLAN STERLING INVESTMENTS located in Chattanooga, Tennessee.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rich DeWitt Wealth Management. Investment Related. At Registered Location. RIA. Financial Advisor/ Owner. Start Date: 01/02/2024. 160 hrs/ month; 130 hrs/ month during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 01/02/2024. 40 hrs/month; all during trading hours. Sales of fixed / traditional insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Stanley Dewitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

RICH DEWITT WEALTH MANAGEMENT LLC

Office #1: 5959 Shallowford Rd Suite 105, Chattanooga, TN 37421

RIA

CRD#: 327682

Chattanooga, TN

Current

January 17, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 5959 Shallowford Road Suite 105, Chattanooga, TN 37421

CRD#: 35747

Chattanooga, TN

Past

March 4, 2014 - January 2, 2024

EDWARD JONES

RIA

CRD#: 250

CHATTANOOGA, TN

Past

November 18, 2013 - January 2, 2024

EDWARD JONES

CRD#: 250

CHATTANOOGA, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/17/2024)

Georgia
(1/17/2024)

IAR

Georgia
(5/14/2025)

Indiana
(1/17/2024)

IAR

Louisiana
(12/3/2024)

IAR

Tennessee
(1/4/2024)

Tennessee
(1/18/2024)

Texas
(1/17/2024)

IAR

Texas
(12/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RICH DEWITT WEALTH MANAGEMENT LLC

CRD#: 327682 / SEC#: 801-129289

RIA

Registered Investment Advisory firm - (11/7/2024 Terminated)

Georgia

Registered Investment Advisory firm - (5/14/2025 Approved)

Louisiana

Registered Investment Advisory firm - (12/3/2024 Approved)

Tennessee

Registered Investment Advisory firm - (11/5/2024 Approved)

Texas

Registered Investment Advisory firm - (12/3/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5959 Shallowford Rd Suite 105, Chattanooga, TN 37421

Mailing Address

Phone number

(423) 954-7273

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 48,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Richard S. Dewitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Stanley Dewitt's CRS (Customer Relationship Summary).

Certified licenses

Experience

RICH DEWITT WEALTH MANAGEMENT LLC

PURSHE KAPLAN STERLING INVESTMENTS

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2014

SIE

Date: 10/1/2018

Series 7

Date: 11/18/2013

FINRA

Current Firm

RICH DEWITT WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RICH DEWITT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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