Brent R. Sutherland

FRAGASSO FINANCIAL ADVISORS

Sewickley, PA 15143

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CRD#: 6257206

Professional summary

Brent Rhudy Sutherland, CFP® is a registered financial advisor currently at FRAGASSO FINANCIAL ADVISORS located in Sewickley, Pennsylvania.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brent has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. H Stone Holdings LLC, established 02/2020, 2 hours per week dedicated -This is a real holdings estate entity of which I am 100% owner. There are 7 underlying holdings presently, 1 of which I am a GP and 6 of which I am an LP investor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Rhudy Sutherland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 24, 2025 - Present

FRAGASSO FINANCIAL ADVISORS

Office #1: 2200 Georgetown Drive Suite 302, Sewickley, PA 15143

RIA

CRD#: 123255

Sewickley, PA

Past

November 19, 2024 - March 25, 2025

Q3 ADVISORS, LLC

RIA

CRD#: 284220

Sewickley, PA

Past

March 21, 2017 - July 5, 2017

NTELLIVEST

RIA

CRD#: 287648

PITTSBURGH, PA

Past

June 1, 2015 - January 31, 2017

FRAGASSO FINANCIAL ADVISORS

RIA

CRD#: 123255

PITTSBURGH, PA

Past

May 9, 2014 - January 28, 2017

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRAGASSO FINANCIAL ADVISORS

CRD#: 123255 / SEC#: 801-77097

RIA

Registered Investment Advisory firm - (9/12/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/19/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2014

General Securities Representative Examination

Current Firm

FRAGASSO FINANCIAL ADVISORS

CRD#: 123255 / SEC#: 801-77097

RIA

Registered Investment Advisory firm - (9/12/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/19/2012 Terminated)

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Contact information

Main Address

2200 Georgetown Drive Suite 302, Sewickley, PA 15143

Mailing Address

Phone number

(412) 227-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	5,442
AUM (Assets Under Management)	$ 2,422,371,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent R. Sutherland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Rhudy Sutherland's CRS (Customer Relationship Summary).

Certified licenses

Experience

Q3 ADVISORS, LLC

NTELLIVEST

FRAGASSO FINANCIAL ADVISORS

LPL FINANCIAL LLC

Primary Firm SEC Registration

FRAGASSO FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2014

SIE

Date: 1/28/2017

Series 7

Date: 5/9/2014

Current Firm

FRAGASSO FINANCIAL ADVISORS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRAGASSO FINANCIAL ADVISORS

TRUST BUT VERIFY

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