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Scott M. Noble
WEALTH WITH NO REGRETS®
Alpharetta, GA 30004
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CRD#: 6257178
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Professional summary
Scott M Noble is a registered financial advisor currently at WEALTH WITH NO REGRETS® located in Alpharetta, Georgia.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Scott has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scott M Noble's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2013 - Present
WEALTH WITH NO REGRETS®
Office #1: 12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004RIA
CRD#: 159201
Alpharetta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WEALTH WITH NO REGRETS®
BOOMFISH WEALTH GROUP, LLC | WEALTH WITH NO REGRETS®
CRD#: 159201 / SEC#: 801-128215
RIA
Registered Investment Advisory firm - (6/23/2023 Approved)Georgia
Registered Investment Advisory firm - (11/1/2023 Terminated)Louisiana
Registered Investment Advisory firm - (10/31/2023 Terminated)Texas
Registered Investment Advisory firm - (10/31/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/26/2023)
IAR
Georgia(10/15/2013)
IAR
Texas(4/2/2020)
Exams
Current Firm
WW
WEALTH WITH NO REGRETS®
BOOMFISH WEALTH GROUP, LLC | WEALTH WITH NO REGRETS®
CRD#: 159201 / SEC#: 801-128215
RIA
Registered Investment Advisory firm - (6/23/2023 Approved)Georgia
Registered Investment Advisory firm - (11/1/2023 Terminated)Louisiana
Registered Investment Advisory firm - (10/31/2023 Terminated)Texas
Registered Investment Advisory firm - (10/31/2023 Terminated)PREMIUM
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Contact information
Main Address
12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004
Mailing Address
Phone number
(678) 278-9632
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 702 |
| AUM (Assets Under Management) | $ 193,662,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH WITH NO REGRETS®
CRD#: 159201Alpharetta, GA 30004TRUST BUT VERIFY
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