Brittany Meisner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittany Meisner, CFA, who also goes by Brittany Nicole Hebert, Brittany Nicole Meisner, was a registered financial professional .
Brittany is a previously registered financial professional and started their career in finance in 2013. Brittany had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2019 - April 22, 2022
FORESIDE FINANCIAL SERVICES, LLC
October 24, 2018 - December 31, 2019
IMST DISTRIBUTORS, LLC
June 15, 2016 - September 10, 2018
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
September 21, 2015 - June 15, 2016
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
June 16, 2014 - August 28, 2015
NEUBERGER BERMAN BD LLC
June 16, 2014 - August 28, 2015
NEUBERGER BERMAN BD LLC
February 6, 2014 - June 4, 2014
NUVEEN ASSET MANAGEMENT, LLC
December 23, 2013 - June 4, 2014
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
