Lindsey Danae Swanson

Lindsey D. Swanson

WE FINANCIAL GROUP
Oakland, CA
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CRD#: 6256916
Lindsey Danae Swanson

Professional summary


Lindsey Danae Swanson, CFP®, who also goes by Lindsey Danae Bartels, Lindsey Danae Swanson, is a registered financial advisor currently at WE FINANCIAL GROUP located in Oakland, California.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lindsey has worked at 8 firms and has passed the Series 65 exam.

Core Areas of Focus


Business Owners
Cash Flow/Budgets/Credit Issues
Fixed Fee (Subscription
Retainer
etc.)
Investment Advice without Ongoing Management
LGBT Couples and Families
Professional Athletes or Entertainers

Question & Answer


What are your service offerings?
Retirement Planning
Tax Planning
Investment Planning
Budgeting
Small Business Planning
Debt Management
Comprehensive Financial Planni...
Insurance Planning
Life Transitions
Socially Responsible Investing
Are you a "fiduciary"?
Yes

Aliases


Lindsey Danae Bartels | Lindsey Danae Swanson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Lindsey Danae Swanson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

July 2, 2025 - Present

WE FINANCIAL GROUP

RIA
CRD#: 298549
Oakland, CA
Past

May 26, 2023 - April 7, 2025

BRIO FINANCIAL GROUP

RIA
CRD#: 289889
SAN FRANCISCO, CA
Past

November 7, 2022 - August 14, 2023

REAL WEALTH PLANNING

RIA
CRD#: 311106
Whitethorn, CA
Past

December 16, 2021 - June 16, 2023

STRIPPER FINANCIAL PLANNING

RIA
CRD#: 317578
Whitethorn, CA
Past

June 24, 2021 - January 28, 2022

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
WHITETHORN, CA
Past

April 13, 2021 - January 14, 2022

INTENTIONAL WEALTH PARTNERS

RIA
CRD#: 286157
Whitethorn, CA
Past

October 15, 2020 - June 2, 2021

BRIGHTSCAPE INVESTMENT CENTERS

RIA
CRD#: 129597
Whitehorn, CA
Past

September 30, 2016 - September 28, 2017

PITTENGER & ANDERSON INC

RIA
CRD#: 111033
LINCOLN, NE

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WE FINANCIAL GROUP
OUI FINANCIAL | WE FINANCIAL US | WE FINANCIAL INTERNATIONAL | WE FINANCIAL GROUP LLC | WE FINANCIAL GROUP | WE FINANCIAL FRANCE | STRIPPERFP | OUI FINANCIAL US | OUI FINANCIAL LLC | OUI FINANCIAL INTERNATIONAL | OUI FINANCIAL FRANCE

CRD#: 298549 / SEC#: 801-131895

RIA
Registered Investment Advisory firm - (2/4/2025 Approved)
California
Registered Investment Advisory firm - (3/12/2025 Terminated)
Illinois
Registered Investment Advisory firm - (2/4/2025 Terminated)
Massachusetts
Registered Investment Advisory firm - (2/10/2025 Terminated)
New Jersey
Registered Investment Advisory firm - (2/11/2025 Terminated)
New York
Registered Investment Advisory firm - (6/8/2020 Approved)
North Carolina
Registered Investment Advisory firm - (2/11/2025 Terminated)
Pennsylvania
Registered Investment Advisory firm - (2/11/2025 Terminated)
Texas
Registered Investment Advisory firm - (2/10/2025 Terminated)
Washington
Registered Investment Advisory firm - (3/10/2025 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/2/2025)

Exams


State Security Law Exam

Current Firm


WF
WE FINANCIAL GROUP
OUI FINANCIAL | WE FINANCIAL US | WE FINANCIAL INTERNATIONAL | WE FINANCIAL GROUP LLC | WE FINANCIAL GROUP | WE FINANCIAL FRANCE | STRIPPERFP | OUI FINANCIAL US | OUI FINANCIAL LLC | OUI FINANCIAL INTERNATIONAL | OUI FINANCIAL FRANCE

CRD#: 298549 / SEC#: 801-131895

RIA
Registered Investment Advisory firm - (2/4/2025 Approved)
California
Registered Investment Advisory firm - (3/12/2025 Terminated)
Illinois
Registered Investment Advisory firm - (2/4/2025 Terminated)
Massachusetts
Registered Investment Advisory firm - (2/10/2025 Terminated)
New Jersey
Registered Investment Advisory firm - (2/11/2025 Terminated)
New York
Registered Investment Advisory firm - (6/8/2020 Approved)
North Carolina
Registered Investment Advisory firm - (2/11/2025 Terminated)
Pennsylvania
Registered Investment Advisory firm - (2/11/2025 Terminated)
Texas
Registered Investment Advisory firm - (2/10/2025 Terminated)
Washington
Registered Investment Advisory firm - (3/10/2025 Terminated)
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Contact information


Main Address
San Francisco, CA
Mailing Address
Phone number
(415) 994-9767
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts663
AUM (Assets Under Management)$ 101,430,130

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WE FINANCIAL GROUP

CRD#: 298549Oakland, CA

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Contact information


(xxx) xxx-xxxx

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