Lindsey D. Swanson
WE FINANCIAL GROUP
Oakland, CA
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CRD#: 6256916
Professional summary
Lindsey Danae Swanson, CFP®, who also goes by Lindsey Danae Bartels, Lindsey Danae Swanson, is a registered financial advisor currently at WE FINANCIAL GROUP located in Oakland, California.
Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lindsey has worked at 8 firms and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Retirement Planning
Tax Planning
Investment Planning
Budgeting
Small Business Planning
Debt Management
Comprehensive Financial Planni...
Insurance Planning
Life Transitions
Socially Responsible Investing
Do you have an area of expertise or specialization?
Business Owners
Cash Flow/Budgets/Credit Issue...
Fixed Fee (Subscription, Retai...
Investment Advice without Ongo...
LGBT Couples and Families
Professional Athletes or Enter...
Are you a "fiduciary"?
Yes
Aliases
Lindsey Danae Bartels | Lindsey Danae Swanson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lindsey Swanson owns Scoops of Vanilla, a financial education site and podcast; Not Investment-Related; Whitethorn, California; Educator; July 2022; She spends roughly 5 hours a month outside of trading hours on Scoops of Vanilla.
CRS (Client Relationship Summary) - RIA
Click below to view Lindsey Danae Swanson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
July 2, 2025 - Present
WE FINANCIAL GROUP
RIA
CRD#: 298549
Oakland, CA
Past
May 26, 2023 - April 7, 2025
BRIO FINANCIAL GROUP
RIA
CRD#: 289889
SAN FRANCISCO, CA
Past
November 7, 2022 - August 14, 2023
REAL WEALTH PLANNING
RIA
CRD#: 311106
Whitethorn, CA
Past
December 16, 2021 - June 16, 2023
STRIPPER FINANCIAL PLANNING
RIA
CRD#: 317578
Whitethorn, CA
Past
June 24, 2021 - January 28, 2022
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
WHITETHORN, CA
Past
April 13, 2021 - January 14, 2022
INTENTIONAL WEALTH PARTNERS
RIA
CRD#: 286157
Whitethorn, CA
Past
October 15, 2020 - June 2, 2021
BRIGHTSCAPE INVESTMENT CENTERS
RIA
CRD#: 129597
Whitehorn, CA
Past
September 30, 2016 - September 28, 2017
PITTENGER & ANDERSON INC
RIA
CRD#: 111033
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WE FINANCIAL GROUP
OUI FINANCIAL | WE FINANCIAL US | WE FINANCIAL INTERNATIONAL | WE FINANCIAL GROUP LLC | WE FINANCIAL GROUP | WE FINANCIAL FRANCE | STRIPPERFP | OUI FINANCIAL US | OUI FINANCIAL LLC | OUI FINANCIAL INTERNATIONAL | OUI FINANCIAL FRANCE
CRD#: 298549 / SEC#: 801-131895
RIA
Registered Investment Advisory firm - (2/4/2025 Approved)California
Registered Investment Advisory firm - (3/12/2025 Terminated)Illinois
Registered Investment Advisory firm - (2/4/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (2/10/2025 Terminated)New Jersey
Registered Investment Advisory firm - (2/11/2025 Terminated)New York
Registered Investment Advisory firm - (6/8/2020 Approved)North Carolina
Registered Investment Advisory firm - (2/11/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/11/2025 Terminated)Texas
Registered Investment Advisory firm - (2/10/2025 Terminated)Washington
Registered Investment Advisory firm - (3/10/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/2/2025)
Current Firm
WF
WE FINANCIAL GROUP
OUI FINANCIAL | WE FINANCIAL US | WE FINANCIAL INTERNATIONAL | WE FINANCIAL GROUP LLC | WE FINANCIAL GROUP | WE FINANCIAL FRANCE | STRIPPERFP | OUI FINANCIAL US | OUI FINANCIAL LLC | OUI FINANCIAL INTERNATIONAL | OUI FINANCIAL FRANCE
CRD#: 298549 / SEC#: 801-131895
RIA
Registered Investment Advisory firm - (2/4/2025 Approved)California
Registered Investment Advisory firm - (3/12/2025 Terminated)Illinois
Registered Investment Advisory firm - (2/4/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (2/10/2025 Terminated)New Jersey
Registered Investment Advisory firm - (2/11/2025 Terminated)New York
Registered Investment Advisory firm - (6/8/2020 Approved)North Carolina
Registered Investment Advisory firm - (2/11/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/11/2025 Terminated)Texas
Registered Investment Advisory firm - (2/10/2025 Terminated)Washington
Registered Investment Advisory firm - (3/10/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Francisco, CA
Mailing Address
Phone number
(415) 994-9767
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 663 |
| AUM (Assets Under Management) | $ 101,430,130 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
