Ann Brogan Martin | Financial Professional | Gilbert, Arizona

Professional summary

Ann Brogan Martin, who also goes by Ann Marie Brogan, is a registered financial advisor currently at PFG ADVISORS located in Gilbert, Arizona and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Scottsdale, Arizona.

Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Ann has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ann Marie Brogan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. St. Vincent de Paul Advisory Board Position: Volunteer - Nature: St. Vincent de Paul advisory board - Investment Related: No - Hours: 5 - Securities Trading Hours: 2 - Start Date: 04/01/2017 Address: 420 W. Watkins, Phoenix AZ 85003 2. AZ Happy Tails Position: Volunteer - Nature: Dog rescue - Investment Related: No - Hours: 10 Securities Trading Hours: 0 - Start Date: 06/01/2016 - Address: 2000 W Ray Rd, Chandler AZ 85224 3. Priority Financial Group Position: Advisor - Nature: Advisory - Investment Related: Yes - Hours: 80 Securities Trading Hours: 80 - Start Date: 01/29/2018 - Address: 16150 N. Arrowhead Fountain Center Drive, #265, Peoria. AZ 68128 4. Fandango Trust Position: Trustee - Nature: Family Trust - Investment Related: No - Hours: 0 Securities Trading Hours: 0 - Start Date: 05/20/2011 - Address: 3473 E. Fandango Dr., Gilbert AZ 85298 5. DBA: Apricity Wealth Management 6. BNI POSITION: Member NATURE: BNI Networking group with no title held and no compensation related to the referrals passed in the group INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 05/02/2018 ADDRESS: 14301 N. 87th St., 113, Scottsdale AZ 85260 DESCRIPTION: This is a group of professionals who meet weekly to develop referral relationships. There is no compensation for the referrals, and I do not hold any title in the group. 7. BROGAN MARTIN HOLDINGS POSITION: Member NATURE: Holding company that owns a commercial building and may in the future hold other properties. My securities business will rent from the commercial building once the build out is complete. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 4365 E Pecos, Suite 122, Gilbert AZ 85295 DESCRIPTION: My husband and I are equal owners in Brogan Martin Holdings. I will be moving my securities business there once the building is ready. We will be renting out the spaces I don't need for my own business. 8. ABEG POSITION: Beneficiary NATURE: Company that pays for service work on Brogan Martin Holdings LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 3473 E Fandango Dr, Gilbert AZ 85298 DESCRIPTION: This company was used to separate cleaning and accounting services from Brogan Martin Holdings. 9. CHANDLER/GILBERT/QUEEN CREEK FRIENDS POSITION: Administrator NATURE: Administrator for Facebook page Chandler/Gilbert/Queen Creek Friends INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: Facebook, Gilbert AZ 85298 DESCRIPTION: I help monitor the page to limit spam and fake profiles. I am not the page creator. Just one of several people helping run the page. 10. APRICITY WEALTH MANAGEMENT/ANN BROGAN MARTIN PLLC POSITION: Agent NATURE: PLLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: 4365 E. Pecos Rd., Suite 122, Gilbert AZ 85298 DESCRIPTION: Sell Annuities and Long-Term Care

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Brogan Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2018 - Present

PFG ADVISORS

Office #1: 4365 E. Pecos Road, Suite 122, Gilbert, AZ 85295

RIA

CRD#: 173344

Gilbert, AZ

Current

November 6, 2025 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258

RIA

BD

CRD#: 20804

Scottsdale, AZ

Past

June 14, 2024 - November 7, 2025

OSAIC WEALTH, INC.

BD

CRD#: 23131

GILBERT, AZ

Past

January 29, 2018 - June 14, 2024

SECURITIES AMERICA, INC.

BD

CRD#: 10205

GILBERT, AZ

Past

October 2, 2014 - February 8, 2018

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

GILBERT, AZ

Past

September 18, 2014 - February 8, 2018

J.W. COLE FINANCIAL, INC.

BD

CRD#: 124583

GILBERT, AZ

Past

March 26, 2014 - September 10, 2014

KALOS MANAGEMENT

RIA

CRD#: 133025

PONTE VEDRA BEACH, FL

Past

January 13, 2014 - September 10, 2014

KALOS CAPITAL, INC.

BD

CRD#: 44337

CHANDLER, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PA

PFG ADVISORS

CRD#: 173344 / SEC#: 801-80797

RIA

Registered Investment Advisory firm - (12/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(2/6/2018)

RR

Arizona
(11/6/2025)

RR

California
(11/6/2025)

RR

Illinois
(11/6/2025)

RR

New Jersey
(11/6/2025)

RR

Oregon
(11/6/2025)

RR

Washington
(11/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 1/28/2014

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 1/13/2014

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

PA

PFG ADVISORS

CRD#: 173344 / SEC#: 801-80797

RIA

Registered Investment Advisory firm - (12/1/2014 Approved)

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Contact information

Main Address

3200 N. Central Ave Suite #200, Phoenix, AZ 85012

Mailing Address

Phone number

(800) 405-8850

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE AS OF NOVEMBER 10 2025 (11/10/2025)

WRAP FEE BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	13,550
AUM (Assets Under Management)	$ 3,083,491,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ann B. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Brogan Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

KALOS MANAGEMENT

KALOS CAPITAL, INC.

Primary Firm SEC Registration

PFG ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2014

FINRA

Current Firm

PFG ADVISORS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PFG ADVISORS

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