Hector L. Perez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hector Lemuel Perez, who also goes by Hector Perez, Hector L Perez Betancourt, was a registered financial professional .
Hector is a previously registered financial professional and started their career in finance in 2014. Hector had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2024 - December 31, 2025
AMERICAN TRANSNATIONAL ADVISORS LLC
June 23, 2016 - June 3, 2020
EAGLE STRATEGIES LLC
February 21, 2014 - June 3, 2020
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 11/18/2022
General Securities Representative ExaminationSeries 6TO
Date: 11/18/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AMERICAN TRANSNATIONAL ADVISORS LLC
CRD#: 319217 / SEC#:
Contact information
Red Flags
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