Jason Junghans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Junghans, who also goes by Jason Dietrich Junghans, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2013. Jason had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2014 - March 10, 2021
TD AMERITRADE, INC.
October 30, 2014 - March 10, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 30, 2014 - March 10, 2021
TD AMERITRADE, INC.
March 11, 2014 - May 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 2013 - May 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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