BH
Brian Holland
PLANMEMBER SECURITIES
Kansas City, MO 64111
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CRD#: 6256654
BH
Professional summary
Brian Holland, who also goes by Brian Harold Holland, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Kansas City, Missouri.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Harold Holland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Forrest T. Jones & Co Inc. dba FTJ Retirement Advisors-3130 Broadway, Kansas City, MO 64111; Investment related; Financial & insurance sales & svcs; Director & Non-producing Licensed Sales Assistant; Start date 9/2015; 90 hrs/mnth & during trading. 2) Fidelity Security Life Insurance Company-3130 Broadway, Kansas City, MO 64111; Investment related; Supervision of Insurance sales & svcs/leased employee from Forrest T Jones & Co; Director, Retirement Services; Start date 9/2015; 90 hrs/mnth & during trading. 3)Brian Holland (self employed)-17829 Cody St., Overland Park, KS 66221; Investment related; Insurance (fixed) sales & svcs; Insurance Agent; Start date 12/2006; 50 hrs/mnth & during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Holland's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Holland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2020 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 3130 Broadway, Kansas City, MO 64111RIA
BD
CRD#: 11869
Kansas City, MO
Current
May 14, 2020 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 3130 Broadway, Kansas City, MO 64111RIA
BD
CRD#: 11869
Kansas City, MO
Past
February 4, 2016 - May 18, 2020
NATIONAL PENSION & GROUP CONSULTANTS, INC
RIA
CRD#: 613
KANSAS CITY, MO
Past
October 9, 2015 - October 31, 2018
NATIONAL PENSION & GROUP CONSULTANTS, INC
BD
CRD#: 613
KANSAS CITY, MO
Past
January 21, 2014 - May 19, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Kansas(5/19/2020)
RR
Kansas(5/22/2020)
RR
Missouri(5/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
