Nathan T. Haberman

TRAJAN WEALTH, L.L.C.

EDMOND, OK

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CRD#: 6256605

Professional summary

Nathan Todd Haberman, CFP®, who also goes by Nate Haberman, is a registered financial advisor currently at TRAJAN WEALTH, L.L.C. located in Edmond, Oklahoma.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nathan has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Haberman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trajan Wealth, L.L.C.- INSURANCE AGENT, YES, 3030 NW EXPRESSWAY, 2ND FL OKLAHOMA CITY,OK 73118, 72 HRS/MONTH, 5HRS/WEEK DURING TRADING HOURS,CONSULT AND SELL INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Todd Haberman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 28, 2022 - Present

TRAJAN WEALTH, L.L.C.

RIA

CRD#: 158847

EDMOND, OK

Past

March 16, 2020 - February 2, 2022

TRAJAN WEALTH, L.L.C.

RIA

CRD#: 158847

EDMOND, OK

Past

October 14, 2019 - March 12, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Pryor, OK

Past

October 14, 2019 - March 12, 2020

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

PRYOR, OK

Past

April 5, 2016 - October 16, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PRYOR, OK

Past

March 18, 2016 - October 16, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Pryor, OK

Past

February 20, 2014 - March 22, 2016

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

TAHLEQUAH, OK

Past

January 22, 2014 - March 22, 2016

ARVEST WEALTH MANAGEMENT

CRD#: 42057

TAHLEQUAH, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/5/2017

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/4/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

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Contact information

Main Address

18700 North Hayden Road Suite 470, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 990-3300

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	15,595
AUM (Assets Under Management)	$ 1,969,683,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan T. Haberman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Todd Haberman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRAJAN WEALTH, L.L.C.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

Primary Firm SEC Registration

TRAJAN WEALTH, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2014

Series 10

Date: 6/5/2017

Series 9

Date: 4/4/2017

Current Firm

TRAJAN WEALTH, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRAJAN WEALTH, L.L.C.

TRUST BUT VERIFY

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