Henri A. Pellerin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henri Albert Pellerin was a registered financial professional .
Henri is a previously registered financial professional and started their career in finance in 2014. Henri had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - November 16, 2018
THE PELLERIN COMPANY LLC
June 12, 2014 - November 29, 2016
QUARTERPOINT
State Registrations and Notice Filings
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Current Firm
THE PELLERIN COMPANY LLC
CRD#: 285100 / SEC#:
Contact information
Red Flags
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