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JL

Julie A. Laughlin

INTER&CO SECURITIES LLC
Miami, FL 33131
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CRD#: 6256182
JL

Professional summary


Julie Ann Laughlin, who also goes by Julie Ann Arroyo, Julie Ann Perlingiero, is a registered financial professional currently at INTER&CO SECURITIES LLC located in Miami, Florida.

Julie is registered as a RR (Registered Representative) and started their career in finance in 2014. Julie has worked at 3 firms and has passed the Series 6TO, Series 99TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Julie Ann Arroyo | Julie Ann Perlingiero

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Julie Ann Laughlin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 26, 2023 - Present

INTER&CO SECURITIES LLC

Office #1: 501 Brickell Key Drive, Suite 201, Miami, FL 33131
BD
CRD#: 317278
Miami, FL
Past

October 2, 2018 - July 5, 2022

ALPACA SECURITIES LLC

BD
CRD#: 288202
Liberty, MO
Past

January 16, 2014 - June 20, 2017

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/22/2024)

Exams


General Industry/Product Exam
RR
Series 6TO
Date: 4/26/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


IS
INTER&CO SECURITIES LLC
INTER&CO SECURITIES LLC | USEND SECURITIES LLC

CRD#: 317278 / SEC#: , 8-70985

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
501 Brickell Key Drive, Suite 201, Miami, FL 33131
Mailing Address
501 Brickell Key Drive, Suite 201, Miami, FL 33131
Phone number
(310) 698-0164
Established
Delaware since 08/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
INTER US HOLDING, INC.SOLE MEMBER
ROZWADOWSKI, YASMINCOO6826177
TOROLA, JOHN THOMASCEO / CCO1619507

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTER&CO SECURITIES LLC

CRD#: 317278Miami, FL 33131

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