Eric S. Shute

LEISURE CAPITAL MANAGEMENT

Costa Mesa, CA 92626-1989

Some features on this profile are disabled

CRD#: 6256163

Professional summary

Eric Stiles Shute, who also goes by Eric Shute, is a registered financial advisor currently at LEISURE CAPITAL MANAGEMENT, INC. located in Costa Mesa, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Eric has worked at 2 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Shute

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Stiles Shute's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2023 - Present

LEISURE CAPITAL MANAGEMENT, INC.

Office #1: 650 Town Center Dr. Suite 880, Costa Mesa, CA 92626-1989

RIA

CRD#: 120374

Costa Mesa, CA

Past

April 28, 2014 - October 24, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEWPORT BEACH, CA

Past

December 19, 2013 - October 24, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEISURE CAPITAL MANAGEMENT, INC.

CRD#: 120374 / SEC#: 801-61416

RIA

Registered Investment Advisory firm - (8/28/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/2/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/19/2013

General Securities Representative Examination

Current Firm

LEISURE CAPITAL MANAGEMENT, INC.

CRD#: 120374 / SEC#: 801-61416

RIA

Registered Investment Advisory firm - (8/28/2002 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

650 Town Center Dr. Suite 880, Costa Mesa, CA 92626-1989

Mailing Address

Phone number

(714) 384-4050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEISURE ADV 2A AND 2B (4/17/2025)

Regulatory assets under management

Total Number of Accounts	323
AUM (Assets Under Management)	$ 778,663,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric S. Shute

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Stiles Shute's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

LEISURE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2014

SIE

Date: 10/1/2018

Series 3

Date: 5/2/2015

Series 7

Date: 12/19/2013

Current Firm

LEISURE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEISURE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors