James P. Cox
Professional summary
James Patrick Cox, who also goes by James Patrick Cox, Jim Cox, James P Cox, is a registered financial professional currently at TRADE-PMR INC. located in Clearwater, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 2013. James has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Patrick Cox's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2024 - Present
TRADE-PMR INC.
Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762October 1, 2021 - February 16, 2024
RAYMOND JAMES & ASSOCIATES, INC.
September 30, 2021 - February 16, 2024
RAYMOND JAMES & ASSOCIATES, INC.
February 15, 2019 - February 16, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 8, 2019 - February 16, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 8, 2018 - December 26, 2018
USAA INVESTMENT SERVICES COMPANY
March 10, 2015 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
March 4, 2015 - December 26, 2018
USAA FINANCIAL ADVISORS, INC.
February 11, 2014 - January 20, 2015
EDWARD JONES
December 23, 2013 - January 20, 2015
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2024)
Exams
FINRA
Current Firm
TRADE-PMR INC.
CRD#: 46350 / SEC#: , 8-51390
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | |
| BALDWIN, ROBB WALLER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | DIRECTOR | 7339479 |
| VICTORIA, RICHARD SCOTT | CHIEF OPERATING OFFICER | 5371275 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
TRADE-PMR INC.
CRD#: 46350Clearwater, FL 33762TRUST BUT VERIFY
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