Pedro L. Nunes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pedro L Nunes, who also goes by Pedro Liberador Nunes, Peter Nunes, Pedro Nunes, was a registered financial professional .
Pedro is a previously registered financial professional and started their career in finance in 2014. Pedro had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2015 - March 9, 2015
ROTHSCHILD LIEBERMAN LLC
September 3, 2014 - January 29, 2015
SPARTAN CAPITAL SECURITIES, LLC
July 29, 2014 - September 8, 2014
FOUR POINTS CAPITAL PARTNERS LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROTHSCHILD LIEBERMAN LLC
CRD#: 10030 / SEC#: , 8-26080
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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