AG
Ashley P. Gomez-herrera
VOYA FINANCIAL ADVISORS
Albuquerque, NM 87111
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CRD#: 6255285
AG
Professional summary
Ashley Padilla Gomez-herrera, who also goes by Ashley Padilla Gomez, Ashley Padilla Palomarez, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Albuquerque, New Mexico.
Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Ashley has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashley Padilla Gomez | Ashley Padilla Palomarez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GOMEZ SALSA COMANY LLC POSITION: Owner NATURE: Own a salsa company, currently producing and have not produced since before COVID INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 3100 Tahiti St NE, Albuquerque NM 87111, United States DESCRIPTION: Manage books, file taxes, not currently producing product RENTAL POSITION: Landlord NATURE: Rent out a house INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: Albuquerque NM, United States DESCRIPTION: Collect rent, maintain home ASHLEY GOMEZ-HERRERA POSITION: Agent NATURE: fixed insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 6565 Americas Parkway NE, Ste 200, Albuquerque NM 87110, United States DESCRIPTION: selling fixed annuities DILIGENT FINANCIAL SERVICES LLC POSITION: Sole Proprietor NATURE: LLC setup to track business expenses and pay an employee when I hire in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2023 ADDRESS: 3100 Tahiti St. NE, Albuquerque NM 87111, United States DESCRIPTION: No duties at this time, not an active company at this time. NOTARY ASHLEY PADILLA GOMEZ-HERRERA POSITION: Notary NATURE: I am a Notary Public with the State of NM. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/10/2023 ADDRESS: 3900 Juan Tabo Blvd. NE Ste. 21, Albuquerque NM 87111, United States DESCRIPTION: Notarize signatures.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Padilla Gomez-herrera's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ashley Padilla Gomez-herrera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 3900 Juan Tabo Blvd. Ne Suite #21, Albuquerque, NM 87111RIA
BD
CRD#: 2882
Albuquerque, NM
Current
August 16, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 3900 Juan Tabo Blvd. Ne Suite #21, Albuquerque, NM 87111RIA
BD
CRD#: 2882
Albuquerque, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/7/2025)
RR
Colorado(5/30/2025)
RR
Florida(11/27/2024)
RR
New Mexico(8/17/2023)
IAR
New Mexico(11/21/2023)
RR
Texas(8/17/2023)
IAR
Texas(12/21/2023)
RR
Washington(5/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 7/15/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Albuquerque, NM 87111TRUST BUT VERIFY
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