RA
Richard N. Ambrose
AXIA WEALTH MANAGEMENT
Bend, OR 97702
Some features on this profile are disabled
CRD#: 6255154
RA
Professional summary
Richard Nelson Ambrose, who also goes by Richard N Ambrose, is a registered financial advisor currently at AXIA WEALTH MANAGEMENT INC located in Bend, Oregon.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard N Ambrose
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RICHARD NELSON AMBROSE IS A CERTIFIED PUBLIC ACCOUNTANT but it not practicing. Richard Nelson Ambrose is an Advisor on an advisory board for BLC Prime Lending Fund II, LLC. The Fund serves as Fund Manager to provide investors with an opportunity to invest in real estate lending as an investment vehicle. The Fund provides asset-backed financing for borrowers who maintain strong equity positions in real estate properties and the ability to service debt independent of their personal financial means. His responsibilities is to provide the Fund with industry advice and feedback to support the Fund in their overall goals. Location of the business: 15375 Barranca Parkway, Suite B-202 Irvine California 92618 USA. Start date with business: 2023-05-08. Hours per month devoted to business during trading hours: 0. Hours per month devoted to business outside trading hours: 1. Percentage of total yearly compensation expected to be derived from the business: 2.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Nelson Ambrose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2017 - Present
AXIA WEALTH MANAGEMENT INC
Office #1: 255 Sw Bluff Drive, Suite 100, Bend, OR 97702RIA
CRD#: 155890
Bend, OR
Past
October 14, 2013 - March 22, 2017
MERIT WEALTH MANAGEMENT, LLC
RIA
CRD#: 148591
BEND, OR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/17/2024)
IAR
California(5/24/2017)
IAR
Oregon(3/30/2017)
IAR
Texas(4/26/2017)
IAR
Washington(2/27/2024)
Current Firm
AW
AXIA WEALTH MANAGEMENT INC
AXIA WEALTH MANAGEMENT INC
CRD#: 155890 / SEC#:
Arizona
Registered Investment Advisory firm - (4/17/2024 Approved)California
Registered Investment Advisory firm - (5/24/2017 Approved)Oregon
Registered Investment Advisory firm - (5/13/2011 Approved)Texas
Registered Investment Advisory firm - (4/26/2024 Approved)Washington
Registered Investment Advisory firm - (2/27/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
255 Sw Bluff Drive, Suite 100, Bend, OR 97702
Mailing Address
Phone number
(541) 647-1500
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 105,730,577 |
Red Flags
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