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WT

William R. Turtle

ONECHRONOS
New York, NY 10012
Some features on this profile are disabled
CRD#: 6254805
WT

Professional summary

William Raymond Turtle is a registered financial professional currently at ONECHRONOS located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 2019. William has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Raymond Turtle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2022 - Present

ONECHRONOS

Office #1: 64 Wooster Street 4th Floor, New York, NY, 10012
BD
CRD#: 286322
New York, NY
Past

May 14, 2019 - July 21, 2022

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/3/2022)
RR
Texas
(3/25/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 7/2/2019
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/8/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ON
ONECHRONOS
ONECHRONOS | ONECHRONOS MARKETS LLC

CRD#: 286322 / SEC#: , 8-69882

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
64 Wooster Street 4th Floor, New York, NY, 10012
Mailing Address
64 Wooster Street 4th Floor, New York, NY, 10012
Phone number
(917) 300-0108
Established
Delaware since 11/04/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OCX GROUP INCSOLE MEMBER
DAN, BERNARD WILLIAMCEO2421761
JOHNSON, STEPHEN DAVIDVICE PRESIDENT6766611
LITTLEPAGE, KELLY CVICE PRESIDENT5557711
RIP, OLGAFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5440553
SCHRETZMAN, ADITI CHAWLACHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER5162824
SUTH, RICHARD JRVICE PRESIDENT2164733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONECHRONOS

CRD#: 286322New York, NY 10012

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