Katie R. Bosler

APEIRON

Dallas, TX 75231

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CRD#: 6254350

Professional summary

Katie Renee Bosler, who also goes by Katherine Bosler, Katherine Renee Bosler, Katherine Renee Horstman, is a registered financial advisor currently at APEIRON located in Dallas, Texas.

Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Katie has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katherine Bosler | Katherine Renee Bosler | Katherine Renee Horstman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katie Renee Bosler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2022 - Present

APEIRON

Office #1: 10000 North Central Expressway Suite 700, Dallas, TX 75231

RIA

CRD#: 289273

Dallas, TX

Past

April 22, 2021 - November 18, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

VIRGINIA BEACH, VA

Past

April 22, 2021 - November 18, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

VIRGINIA BEACH, VA

Past

February 17, 2021 - April 22, 2021

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ATLANTA, GA

Past

February 17, 2021 - April 22, 2021

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

VIRGINIA BEACH, VA

Past

January 2, 2019 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

August 17, 2018 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEIRON

CRD#: 289273 / SEC#: 801-110974

RIA

Registered Investment Advisory firm - (8/4/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/24/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2018

General Securities Representative Examination

Current Firm

APEIRON

CRD#: 289273 / SEC#: 801-110974

RIA

Registered Investment Advisory firm - (8/4/2017 Approved)

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Contact information

Main Address

10000 North Central Expressway Suite 700, Dallas, TX 75231

Mailing Address

Phone number

(972) 421-2068

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APEIRON ADV PART 2A (3/21/2025)

APEIRON ADV PART 2A APPENDIX (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,411
AUM (Assets Under Management)	$ 730,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Katie R. Bosler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katie Renee Bosler's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

Primary Firm SEC Registration

APEIRON

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2018

Series 7TO

Date: 6/24/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2018

Current Firm

APEIRON

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEIRON

TRUST BUT VERIFY

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