Kevin P. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Paul Coleman was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2013. Kevin had worked at 6 firms and has passed the Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2025 - April 14, 2026
OPTIVER EXECUTION SERVICES LLC
March 10, 2023 - April 14, 2026
OPTIVER US LLC
February 4, 2022 - June 21, 2022
CITADEL SECURITIES INSTITUTIONAL LLC
May 9, 2019 - June 21, 2022
CITADEL SECURITIES LLC
August 3, 2016 - April 2, 2019
BELVEDERE TRADING LLC
December 19, 2013 - August 2, 2016
HRT EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
OPTIVER EXECUTION SERVICES LLC
CRD#: 316308 / SEC#: , 8-70932
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
