Robert Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Miller, who also goes by Bob Miller, Bobby Miller, Bob Miller, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2014. Robert had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2021 - July 15, 2021
THE J. ARNOLD WEALTH MANAGEMENT CO., LLC
September 6, 2018 - May 17, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 24, 2018 - May 17, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 9, 2015 - August 30, 2016
THE HUNTINGTON INVESTMENT COMPANY
January 9, 2015 - August 30, 2016
THE HUNTINGTON INVESTMENT COMPANY
January 16, 2014 - December 16, 2014
SAXONY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE J. ARNOLD WEALTH MANAGEMENT CO., LLC
CRD#: 159710 / SEC#: 801-118114
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,750 |
| AUM (Assets Under Management) | $ 255,279,984 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
