Abdulaziz H. Dakhil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abdulaziz Hisham Dakhil, who also goes by Abdulaziz Dakhil, was a registered financial professional .
Abdulaziz is a previously registered financial professional and started their career in finance in 2013. Abdulaziz had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - August 8, 2023
FISHER INVESTMENTS
August 30, 2017 - January 10, 2018
KEY INVESTMENT SERVICES LLC
March 3, 2016 - January 10, 2018
KEY INVESTMENT SERVICES LLC
March 17, 2014 - January 6, 2016
EQUITABLE ADVISORS, LLC
October 30, 2013 - January 6, 2016
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
