Ricardo C. Clarke
Professional summary
Ricardo Constantine Clarke is a registered financial professional currently at CROWDVEST SECURITIES LLC located in Hutchinson Island, Florida and UPHORIZON, LLC located in Los Angeles, California.
Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2016. Ricardo has worked at 5 firms and has passed the Series 99TO, SIE, Series 99 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Constantine Clarke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2026 - Present
CROWDVEST SECURITIES LLC
Office #1: 21 Sovereign Way, Hutchinson Island, FL 34949February 10, 2026 - Present
UPHORIZON, LLC
Office #1: 10250 Constellation Blvd Suite 2300, Los Angeles, CA 90067April 1, 2026 - Present
ENTEGRA SECURITIES LLC
Office #1: 130 West 30th Street 6a, New York, NY 10001July 21, 2025 - July 1, 2026
KLEON FINANCIAL, LLC
October 24, 2016 - November 2, 2021
WHITAKER SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 11/4/2022
Operations Professional ExaminationFINRA
Current Firm
ENTEGRA SECURITIES LLC
CRD#: 332517 / SEC#: , 8-71279
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Company Information
ENTEGRA SECURITIES LLC
CRD#: 332517Hutchinson Island, FL 34949TRUST BUT VERIFY
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