Ricardo C. Clarke
Professional summary
Ricardo Constantine Clarke is a registered financial professional currently at CROWDVEST SECURITIES LLC located in Hutchinson Island, Florida and UPHORIZON, LLC located in Los Angeles, California.
Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2016. Ricardo has worked at 6 firms and has passed the Series 99TO, SIE, Series 99 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Constantine Clarke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2026 - Present
CROWDVEST SECURITIES LLC
Office #1: 21 Sovereign Way, Hutchinson Island, FL 34949February 10, 2026 - Present
UPHORIZON, LLC
Office #1: 10250 Constellation Blvd Suite 2300, Los Angeles, CA 90067April 1, 2026 - Present
ENTEGRA SECURITIES LLC
Office #1: 130 West 30th Street 6a, New York, NY 10001August 10, 2026 - Present
VEX SECURITIES
Office #1: 333 West San Carlos Street Suite 600, San Jose, CA 95110July 21, 2025 - July 1, 2026
KLEON FINANCIAL, LLC
October 24, 2016 - November 2, 2021
WHITAKER SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 11/4/2022
Operations Professional ExaminationFINRA
FINRA
Current Firm
VEX SECURITIES
CRD#: 317371 / SEC#: , 8-70833
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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Company Information
VEX SECURITIES
CRD#: 317371Hutchinson Island, FL 34949TRUST BUT VERIFY
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