Michael B. Mullen

PINNACLE FINANCIAL GROUP LLC

VALPARAISO, IN

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CRD#: 6253139

Professional summary

Michael Brian Mullen, who also goes by Michael Mullen, is a registered financial advisor currently at PINNACLE FINANCIAL GROUP LLC located in Valparaiso, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Mullen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Mike Mullen, Sole Proprietor Investment-related: yes Address: Valparaiso, IN 46383 Nature: Insurance Position/Title: Insurance Agent Start: 07/2024 Hours/month: 10 during security trading: 5 Description: sales and services of Insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brian Mullen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 250

MUNSTER, IN

Past

November 18, 2013 - January 15, 2014

EDWARD JONES

CRD#: 250

TEMPE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/12/2024)

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Exams

State Security Law Exam

IAR

Series 66

Date: 8/17/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/2018

General Securities Representative Examination

Current Firm

PINNACLE FINANCIAL GROUP LLC

CRD#: 332295 / SEC#:

Indiana

Registered Investment Advisory firm - (8/12/2024 Approved)

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Contact information

Main Address

Valparaiso, IN

Mailing Address

Phone number

(219) 241-9117

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 70,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael B. Mullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brian Mullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/17/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/8/2018

Current Firm

PINNACLE FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PINNACLE FINANCIAL GROUP LLC

TRUST BUT VERIFY

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