Matthew C. Sanchez
Professional summary
Matthew C Sanchez, CFP®, who also goes by Matthew Charles Sanchez, Matthew Sanchez, is a registered financial advisor currently at VIVALDI CAPITAL MANAGEMENT LP located in Fishers, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Matthew has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew C Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
November 27, 2024 - Present
VIVALDI CAPITAL MANAGEMENT LP
Office #1: 11634 Maple Street, Suite 300, Fishers, IN 46038July 26, 2017 - December 16, 2024
BIECHELE ROYCE ADVISORS, INC.
February 8, 2016 - July 18, 2017
TD AMERITRADE, INC.
February 8, 2016 - July 18, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 8, 2016 - July 18, 2017
TD AMERITRADE, INC.
February 14, 2015 - February 10, 2016
CHARLES SCHWAB & CO., INC.
February 10, 2014 - February 10, 2016
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/27/2024)
Exams
Current Firm
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,413 |
| AUM (Assets Under Management) | $ 4,647,085,822 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/22/2024 | ||
| 10/24/2023 | ||
| 07/26/2022 |
Red Flags
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