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Emilio Leo Gonzalez

RFG WEALTH ADVISORY

ARGYLE, TX

·CRD# 6252559·11 years experience

Professional Summary

Emilio Leo Gonzalez is a registered financial advisor currently at RFG WEALTH ADVISORY located in Argyle, Texas. Emilio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Emilio has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

RFG WEALTH ADVISORY·CRD# 173862

RIA

130 Old Town Blvd. South Suite 100, Argyle, TX 76226

October 13, 2016 - Present

LPL FINANCIAL LLC·CRD# 6413

RIA

Argyle, TX

February 14, 2018 - June 1, 2018

LPL FINANCIAL LLC·CRD# 6413

BD

Argyle, TX

February 14, 2018 - October 6, 2025

INVEST FINANCIAL CORPORATION·CRD# 12984

RIA

Lantana, TX

September 10, 2015 - February 14, 2018

INVEST FINANCIAL CORPORATION·CRD# 12984

BD

Lantana, TX

June 23, 2015 - February 14, 2018

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Current Firm

RW

RFG WEALTH ADVISORY

RFG HOLDINGS INC. | RFG WEALTH MANAGEMENT | RFG WEALTH ADVISORY | RFG ROBINSON FINANCIAL GROUP, LLC

CRD#: 173862 / SEC#: 801-112697

RIA

Registered Investment Advisory firm - SEC (3/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - Louisiana (4/5/2018 Terminated)

Texas

Registered Investment Advisory firm - Texas (4/3/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

130 Old Town Blvd. South Suite 100, Argyle, TX 76226

Phone Number

(940) 464-4104

# of Employees

11

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RFG WEALTH MANAGEMENT - PART 2 BROCHURE (10/7/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,471

AUM (Assets Under Management)

$553,807,490

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 2/16/2018 - RFG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/29/2018 - RFG Holdings Inc. - DBA: (Hybrid) RFG Wealth Advisory - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 10/13/16 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through RFG Wealth Advisory, an independent investment advisor firm. I started this business activity on 3/29/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/29/2018 - RFG Wealth Advisory - DBA: (Hybrid) RFG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 160 Hours Per Month - I provide investment advisory services through RFG Wealth Advisory, an independent investment advisor firm. I started this business activity on 3/29/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RW

RFG WEALTH ADVISORY

RFG HOLDINGS INC. | RFG WEALTH MANAGEMENT | RFG WEALTH ADVISORY | RFG ROBINSON FINANCIAL GROUP, LLC

CRD#: 173862 / SEC#: 801-112697

RIA

Registered Investment Advisory firm - SEC (3/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - Louisiana (4/5/2018 Terminated)

Texas

Registered Investment Advisory firm - Texas (4/3/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Texas
(10/13/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2015About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Emilio Leo Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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EG

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