Phillip Mitchell

KROON & MITCHELL ASSET MANAGEMENT LLC

Grand Rapids, MI 49503

Some features on this profile are disabled

CRD#: 6251940

Professional summary

Phillip Mitchell is a registered financial advisor currently at KROON & MITCHELL ASSET MANAGEMENT LLC located in Grand Rapids, Michigan.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Phillip has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2013 - Present

KROON & MITCHELL ASSET MANAGEMENT LLC

Office #1: 29 Pearl Street Nw Ste 400, Grand Rapids, MI 49503

RIA

CRD#: 168120

Grand Rapids, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KROON & MITCHELL ASSET MANAGEMENT LLC

CRD#: 168120 / SEC#: 801-125974

RIA

Registered Investment Advisory firm - (6/28/2022 Approved)

Georgia

Registered Investment Advisory firm - (7/26/2022 Terminated)

Michigan

Registered Investment Advisory firm - (7/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/12/2017)

IAR

Michigan
(10/31/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2000

Uniform Investment Adviser Law Examination

Current Firm

KROON & MITCHELL ASSET MANAGEMENT LLC

CRD#: 168120 / SEC#: 801-125974

RIA

Registered Investment Advisory firm - (6/28/2022 Approved)

Georgia

Registered Investment Advisory firm - (7/26/2022 Terminated)

Michigan

Registered Investment Advisory firm - (7/26/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

29 Pearl Street Nw Ste 400, Grand Rapids, MI 49503

Mailing Address

Phone number

(616) 356-2002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - KROON & MITCHELL ASSET MANAGEMENT, LLC. (2/25/2025)

Regulatory assets under management

Total Number of Accounts	753
AUM (Assets Under Management)	$ 192,662,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Scott Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

IAR

GRAND RAPIDS, MI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Phillip Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

KROON & MITCHELL ASSET MANAGEMENT LLC

Primary Firm SEC Registration

KROON & MITCHELL ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2000

Current Firm

KROON & MITCHELL ASSET MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KROON & MITCHELL ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors