Bridget E. Harkins

WHEELS UP WEALTH

VALLEJO, CA

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CRD#: 6251842

Professional summary

Bridget Elizabeth Harkins, CFP® is a registered financial advisor currently at WHEELS UP WEALTH, INC. located in Vallejo, California.

Bridget is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Bridget has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Core Areas of Focus

Charitable Giving

Corporate Executives

Fixed Fee (Subscription

Retainer

etc.)

Generation X

Investment Advice with Ongoing Management

Middle Income Client Needs

Question & Answer

What are your service offerings?

Socially Responsible Investing

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bridget Elizabeth Harkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 19, 2020 - Present

WHEELS UP WEALTH, INC.

RIA

CRD#: 307736

VALLEJO, CA

Past

December 4, 2013 - February 6, 2020

DFA SECURITIES LLC

CRD#: 10292

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHEELS UP WEALTH, INC.

CRD#: 307736 / SEC#: 801-131524

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

California

Registered Investment Advisory firm - (1/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/19/2020)

IAR

Texas
(4/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/4/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2013

General Securities Representative Examination

Current Firm

WHEELS UP WEALTH, INC.

CRD#: 307736 / SEC#: 801-131524

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

California

Registered Investment Advisory firm - (1/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2024 Terminated)

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Contact information

Main Address

Benicia, CA

Mailing Address

290 E L Street #66, Benicia, CA 94510

Phone number

(707) 400-0992

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - WHEELS UP WEALTH (2/9/2026)

Regulatory assets under management

Total Number of Accounts	458
AUM (Assets Under Management)	$ 129,969,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Bridget E. Harkins

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bridget Elizabeth Harkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHEELS UP WEALTH, INC.

DFA SECURITIES LLC

Primary Firm SEC Registration

WHEELS UP WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2013

Current Firm

WHEELS UP WEALTH, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHEELS UP WEALTH, INC.

TRUST BUT VERIFY

Contact information

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