Steven E Ankerstar

1) AdvisorStack; Investment related: Yes; 2821 N Ocean Blvd Fort Lauderdale FL 33308; Advisory Board Member; Steven E. Ankerstar, Chief Executive Officer and Chief Compliance Officer of the Firm, serves as a member of the Advisory Board of AdvizorStack, a provider of technology platforms and operational support services to independent registered investment advisers. In this role, Mr. Ankerstar provides strategic guidance and industry input to AdvizorStack. This relationship may present a conflict of interest because AdvizorStack offers services and technology solutions that the Firm could potentially use in its operations or recommend to clients. The Firm’s selection and use of any third-party technology platform or service provider, including AdvizorStack, is based solely on an objective evaluation of factors such as functionality, pricing, reliability, security, integration with existing systems, and overall benefit to clients. The Firm does not receive any compensation, referral fees, or other economic benefit from AdvizorStack in connection with client assets or referrals. No client is obligated to use AdvizorStack or any particular technology platform or service provider.; Start date: 2026-06-01; Hours per month during trading hours: 2; Hours per month outside trading hours: 2.