Mark C. Kettenhofen

PACER ADVISORS

Ada, MI

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CRD#: 6251350

Professional summary

Mark Charles Kettenhofen is a registered financial advisor currently at PACER ADVISORS, INC. located in Ada, Michigan and PACER FINANCIAL, INC. located in Malvern, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Clarked In Solutions Address: 1129 Lake Grove Ave. Grand Rapids, MI 49506 Title:President Start:October 1st 2019 time:3-4 hours a week not securities business related. I will be sourcing goods from buyers and selling them on Amazon

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Charles Kettenhofen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2024 - Present

PACER ADVISORS, INC.

RIA

CRD#: 137381

Ada, MI

Current

January 12, 2024 - Present

PACER FINANCIAL, INC.

Office #1: 500 Chesterfield Parkway, Malvern, PA 19355

CRD#: 137040

Malvern, PA

Past

April 10, 2014 - January 16, 2024

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Grand Rapids, MI

Past

January 22, 2014 - January 16, 2024

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

LISLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(1/12/2024)

Pennsylvania
(1/16/2024)

IAR

Pennsylvania
(1/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/9/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

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Contact information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Mailing Address

Phone number

(855) 780-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 46,063,913,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark C. Kettenhofen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Charles Kettenhofen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACER ADVISORS, INC.

PACER FINANCIAL, INC.

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

PACER ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/9/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2014

FINRA

Current Firm

PACER ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

PACER ADVISORS, INC.

TRUST BUT VERIFY

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