Andrew J. Greene

OSAIC WEALTH

Saint Michael, MN 55376

Some features on this profile are disabled

CRD#: 6250757

Professional summary

Andrew John Greene, who also goes by Andrew J Greene, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Saint Michael, Minnesota.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew J Greene

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NORTHPOINTE WEALTH MANAGMENT, LLC POSITION: President and Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/02/2022 ADDRESS: 13911 Ridgedale Dr, Suite 335, Minnetonka MN 55305, United States DESCRIPTION: I offer my clients traditional fixed insurance products which include Life, Disability, LTC, Annuities and Group Life, Disability, and Health Insurance Benefit Plans. 2) EXECUTOR FOR KEVIN GREENE AND CARY PETERSON POSITION: Executor NATURE: Executor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2022 ADDRESS: 13911 Ridgedale Dr, Suite 335, Minnetonka MN 55305, United States DESCRIPTION: Dad and Step dad Executor upon both passing Distribute estate- I hold most investment accounts 3) SNOWY MOOSE LLC POSITION: President and Financial Advisor NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2018 ADDRESS: 13911 Ridgedale Dr, Suite 335, Minnetonka MN 55305, United States DESCRIPTION: Distributes funds from his personal bank account into my LLC. From there, will use dollars for business expenses. 4) THE HUNTING SHACK POSITION: member NATURE: I am a member of this hunting shack. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: Northern MN near Backus, MN, Backus MN 56435, United States DESCRIPTION: Member of the Shack. This is owned by 12 members total. Duties include maintaining the land and the shack that the property is on. We do not farm the land. We log the land in sections when the time is right. Proceeds from logging go to funding maintenance of the land, property and upkeep costs. No funds are distributed to members. 5) BENEFICIARY AND EXECUTOR OF ROBERT JENSEN POSITION: Beneficiary NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2022 ADDRESS: 105 Central Ave E, Suite A, St Michael MN 55376, United States DESCRIPTION: I am a part beneficiary of my step-father and executor 6) BENEFICIARY OF MICK AND JEANNE QUALEN (GRANDPARENTS) POSITION: Beneficiary NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2022 ADDRESS: 105 Central Ave E, Suite A, St Michael MN 55376, United States DESCRIPTION: I am a part beneficiary of my grandparents estate 7) MICKS HUNTING SHACK POSITION: Registered Agent NATURE: LLC with 12 members INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2024 ADDRESS: Northern MN near Backus, Backus MN 56435, United States DESCRIPTION: My duties will include managing the finances along with another member. I will have check writing authority. General Maintenance of the land and dwelling. 8) NORTHPOINTE WEALTH MANAGMENT, LLC POSITION: President and Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/02/2022 ADDRESS: 105 Central Ave E, Suite A, St Michael MN 55376, United States DESCRIPTION: I offer my clients traditional fixed insurance products which include Life, Disability, LTC, Annuities and Group Life, Disability, and Health Insurance Benefit Plans. 9) NORTHPOINTE WEALTH MANAGEMENT, LLC - DBA POSITION: President and Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 35 START DATE: 05/02/2022 ADDRESS: 105 Central Ave E, Suite A, St Michael MN 55376, United States DESCRIPTION: DBA for securities business.Beginning with my move.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Greene's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Andrew John Greene's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 105 Central Ave E Suite A, Saint Michael, MN 55376

RIA

CRD#: 23131

Saint Michael, MN

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 105 Central Ave E Suite A, Saint Michael, MN 55376

RIA

CRD#: 23131

Saint Michael, MN

Past

June 27, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

MINNETONKA, MN

Past

June 27, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MINNETONKA, MN

Past

June 28, 2019 - June 27, 2022

STONEX ADVISORS INC.

RIA

CRD#: 174182

PLYMOUTH, MN

Past

June 28, 2019 - June 27, 2022

STONEX SECURITIES INC.

CRD#: 18456

Plymouth, MN

Past

February 21, 2018 - July 8, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

PLYMOUTH, MN

Past

February 21, 2018 - July 8, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PLYMOUTH, MN

Past

January 14, 2015 - February 22, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BLOOMINGTON, MN

Past

October 6, 2014 - February 22, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BLOOMINGTON, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2024)

Colorado
(1/17/2025)

Florida
(11/14/2024)

Georgia
(1/19/2024)

Iowa
(1/19/2024)

Kansas
(1/19/2024)

Minnesota
(1/19/2024)

IAR

Minnesota
(1/19/2024)

Nebraska
(1/19/2024)

New York
(9/24/2024)

North Dakota
(1/19/2024)

Pennsylvania
(1/19/2024)

South Dakota
(1/19/2024)

Wisconsin
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew J. Greene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Greene's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Andrew John Greene's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

STONEX ADVISORS INC.

STONEX SECURITIES INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/6/2014

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Similar Advisors