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Peter Mccann Brown

CRD# 6250651·Registered 2013 - 2019
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Mccann Brown, who also goes by Peter Mccann Brown, Peter Mccann, Peter Mccann-brown, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2013 - 2019. Peter had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Mccann Brown, Peter Mccann, Peter Mccann-Brown

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Colorado Springs, CO
March 28, 2019 - October 1, 2019
USAA INVESTMENT SERVICES COMPANY·CRD# 5475
RIA
Colorado Springs, CO
March 22, 2019 - October 1, 2019
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Westlake, TX
June 2, 2016 - August 14, 2017
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Westlake, TX
April 6, 2016 - August 11, 2017
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
July 7, 2015 - January 6, 2016
BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
New York, NY
June 13, 2014 - July 8, 2015
JOHN CARRIS INVESTMENTS LLC·CRD# 145767
BD
New York, NY
March 24, 2014 - June 1, 2014
COLUMBUS ADVISORY GROUP, LTD.·CRD# 126331
BD
New York, NY
November 19, 2013 - May 14, 2014
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
October 10, 2013 - November 14, 2013

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Current Firm

UF
USAA FINANCIAL ADVISORS, INC.

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035 / SEC#: 8-66197
BD
Terminated by SEC on 08/29/2020

Contact Information

Established

Delaware since 07/15/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC.SHAREHOLDER—
FLORES, JENNIFER MARGRETFINOP AND PRINCIPAL FINANCIAL OFFICER4175069
MUIR, JAMES DYERCHIEF COMPLIANCE OFFICER2801996

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2016About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2013About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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