Peter Mccann Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Mccann Brown, who also goes by Peter Mccann Brown, Peter Mccann, Peter Mccann-brown, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2013. Peter had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2019 - October 1, 2019
USAA FINANCIAL ADVISORS, INC.
March 22, 2019 - October 1, 2019
USAA INVESTMENT SERVICES COMPANY
June 2, 2016 - August 14, 2017
STRATEGIC ADVISERS LLC
April 6, 2016 - August 11, 2017
FIDELITY BROKERAGE SERVICES LLC
July 7, 2015 - January 6, 2016
AEGIS CAPITAL CORP.
June 13, 2014 - July 8, 2015
BLACKBOOK CAPITAL, LLC
March 24, 2014 - June 1, 2014
JOHN CARRIS INVESTMENTS LLC
November 19, 2013 - May 14, 2014
COLUMBUS ADVISORY GROUP, LTD.
October 10, 2013 - November 14, 2013
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
