Johnnie R. Harris

T. ROWE PRICE INVESTMENT SERVICES

Owings Mills, MD 21117

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CRD#: 6250409

Professional summary

Johnnie Robert Harris, who also goes by J.r. Robert Harris IV, John Robert Harris Iv, Johnnie Robert Harris Iv, Johnnie Robert Harris, Johnnie Harris, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.

Johnnie is registered as a RR (Registered Representative) and started their career in finance in 2015. Johnnie has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J.r. Robert Harris Iv | John Robert Harris Iv | Johnnie Robert Harris Iv | Johnnie Robert Harris | Johnnie Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Johnnie Robert Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2024 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117

CRD#: 8348

Owings Mills, MD

Past

January 4, 2021 - May 10, 2024

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

January 8, 2020 - January 4, 2021

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

October 8, 2018 - October 31, 2019

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 8, 2018 - October 3, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DULUTH, GA

Past

November 4, 2015 - February 8, 2018

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

ATLANTA, GA

Past

May 2, 2015 - October 6, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/17/2024)

Alaska
(6/17/2024)

Arizona
(6/17/2024)

Arkansas
(6/17/2024)

California
(6/17/2024)

Colorado
(6/17/2024)

Connecticut
(6/17/2024)

Delaware
(6/17/2024)

District of Columbia
(6/17/2024)

Florida
(6/17/2024)

Georgia
(6/17/2024)

Hawaii
(6/17/2024)

Idaho
(6/17/2024)

Illinois
(6/17/2024)

Indiana
(6/17/2024)

Iowa
(6/17/2024)

Kansas
(6/17/2024)

Kentucky
(6/17/2024)

Louisiana
(6/17/2024)

Maine
(6/17/2024)

Maryland
(6/17/2024)

Massachusetts
(6/17/2024)

Michigan
(6/17/2024)

Minnesota
(6/17/2024)

Mississippi
(6/17/2024)

Missouri
(6/17/2024)

Montana
(6/17/2024)

Nebraska
(6/17/2024)

Nevada
(6/17/2024)

New Hampshire
(6/17/2024)

New Jersey
(6/17/2024)

New Mexico
(6/17/2024)

New York
(6/17/2024)

North Carolina
(6/17/2024)

North Dakota
(6/17/2024)

Ohio
(6/17/2024)

Oklahoma
(6/17/2024)

Oregon
(6/17/2024)

Pennsylvania
(6/17/2024)

Puerto Rico
(6/17/2024)

Rhode Island
(6/17/2024)

South Carolina
(6/17/2024)

South Dakota
(6/17/2024)

Tennessee
(6/17/2024)

Texas
(6/17/2024)

Utah
(6/17/2024)

Vermont
(6/17/2024)

Virgin Islands
(6/17/2024)

Virginia
(6/17/2024)

Washington
(6/17/2024)

West Virginia
(6/17/2024)

Wisconsin
(6/17/2024)

Wyoming
(6/17/2024)

Exams

State Security Law Exam

Series 63

Date: 9/12/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/2/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE INVESTMENT SERVICES, INC.

ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348 / SEC#: , 8-25130

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1307 Point Street, Baltimore, MD 21231

Mailing Address

1307 Point Street, Baltimore, MD 21231

Phone number

(410) 345-2000

Established

Maryland since 06/10/1980

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
T. ROWE PRICE ASSOCIATES, INC.	SHAREHOLDER
BROWN, ANNE WHITESCARVER	VICE PRESIDENT/DIRECTOR	2396529
COYNE, TIMOTHY JOHN	DIRECTOR	2096849
HERR, DAVID J	VICE PRESIDENT/DIRECTOR	7659903
KORENMAN, PHILLIP	PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD	4531831
MUMFORD, STEPHANIE PETERS	VICE PRESIDENT/CCO	2725261
NEWMAN, CHRISTOPHER CUDDY	VICE PRESIDENT/DIRECTOR	2037516
NYCE, BRITTON	VICE PRESIDENT/CONTROLLER	7313600

Disclosures

Regulatory Event	1
Arbitration	3

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johnnie R. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Johnnie Robert Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

MML DISTRIBUTORS, LLC

OSAIC FA, INC.

WELLS FARGO CLEARING SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/12/2015

SIE

Date: 10/1/2018

Series 6

Date: 5/2/2015

FINRA

Current Firm

T. ROWE PRICE INVESTMENT SERVICES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

T. ROWE PRICE INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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