Nicholas R. Gerstle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas R Gerstle was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2013. Nicholas had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2016 - May 30, 2018
NEXT WAVE LLC
July 2, 2015 - December 31, 2015
NEXT WAVE LLC
November 22, 2013 - January 28, 2015
MORGAN STANLEY
October 24, 2013 - January 28, 2015
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
NEXT WAVE LLC
CRD#: 174955 / SEC#:
Contact information
Red Flags
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