Jason E. Ganiere

IAG WEALTH PARTNERS

Waukesha, WI 53188

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CRD#: 6250254

Professional summary

Jason Eugene Ganiere, CFP® is a registered financial advisor currently at IAG WEALTH PARTNERS, LLC located in Waukesha, Wisconsin and LPL FINANCIAL LLC located in Waukesha, Wisconsin.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jason has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/2025 - IAG Wealth Partners, LLC - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 8 Hrs During Trading - At reported business location(s) - OBA Start date: 07/21/2025 2. 07/2025 - Waukesha County Technical College - Outside/1099 - Not Investment related - 1 Hrs/Mth - 1 Hrs During Trading - Pewaukee, WI 53072 - OBA Start date: 02/01/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eugene Ganiere's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 3, 2022 - Present

IAG WEALTH PARTNERS, LLC

Office #1: N19 W24200 Riverwood Drive Suite 150, Waukesha, WI 53188

RIA

CRD#: 109721

Waukesha, WI

Current

August 27, 2025 - Present

LPL FINANCIAL LLC

Office #1: N19 W24200 Riverwood Dr, #150, Waukesha, WI 53188

RIA

CRD#: 6413

Waukesha, WI

Past

April 24, 2014 - December 31, 2018

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ELM GROVE, WI

Past

October 25, 2013 - May 16, 2022

ANNEX WEALTH MANAGEMENT, LLC

RIA

CRD#: 127987

ELM GROVE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAG WEALTH PARTNERS, LLC

IAG WEALTH PARTNERS, LLC | INVESTORS ADVISORY GROUP, LLC | INVESTORS ADVISORY GROUP, INC

CRD#: 109721 / SEC#: 801-70404

RIA

Registered Investment Advisory firm - (7/28/2009 Approved)

California

Registered Investment Advisory firm - (8/12/2009 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/12/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/18/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/25/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/27/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/16/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

IAG WEALTH PARTNERS, LLC

IAG WEALTH PARTNERS, LLC | INVESTORS ADVISORY GROUP, LLC | INVESTORS ADVISORY GROUP, INC

CRD#: 109721 / SEC#: 801-70404

RIA

Registered Investment Advisory firm - (7/28/2009 Approved)

California

Registered Investment Advisory firm - (8/12/2009 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/12/2009 Terminated)

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Contact information

Main Address

N19 W24200 Riverwood Drive Suite 150, Waukesha, WI 53188

Mailing Address

Phone number

(262) 446-8150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	5,857
AUM (Assets Under Management)	$ 1,585,348,067

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason E. Ganiere

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eugene Ganiere's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GROVE POINT INVESTMENTS, LLC

ANNEX WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

IAG WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/2014

Series 65

Date: 10/25/2013

Series 7TO

Date: 8/27/2025

SIE

Date: 10/16/2023

Series 7

Date: 3/28/2014

FINRA

Current Firm

IAG WEALTH PARTNERS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAG WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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