Enrico M. Santos

BRAYPARK WEALTH MANAGEMENT

COSTA MESA, CA 92626

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CRD#: 6249988

Professional summary

Enrico Malpas Santos, who also goes by Enrico M Santos, Jose E Santos, Jose Enrico M Santos, Jose Enrico Malpas Santos, Rico Malpas Santos, is a registered financial advisor currently at BRAYPARK WEALTH MANAGEMENT located in Costa Mesa, California.

Enrico is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Enrico has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Enrico M Santos | Jose E Santos | Jose Enrico M Santos | Jose Enrico Malpas Santos | Rico Malpas Santos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrico Malpas Santos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2025 - Present

BRAYPARK WEALTH MANAGEMENT

Office #1: 555 Anton Blvd Ste 150, Costa Mesa, CA 92626

RIA

CRD#: 334880

COSTA MESA, CA

Past

November 14, 2024 - March 5, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

ORANGE, CA

Past

November 14, 2024 - March 5, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

ORANGE, CA

Past

November 22, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ORANGE, CA

Past

November 21, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

ORANGE, CA

Past

March 28, 2018 - December 13, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Irvine, CA

Past

March 28, 2018 - December 13, 2022

MORGAN STANLEY

CRD#: 149777

Irvine, CA

Past

July 20, 2016 - January 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CARSON, CA

Past

July 20, 2016 - January 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CARSON, CA

Past

May 25, 2016 - June 21, 2016

WESCOM FINANCIAL SERVICES

CRD#: 125650

WEST COVINA, CA

Past

May 24, 2016 - June 21, 2016

WESCOM FINANCIAL SERVICES

RIA

CRD#: 125650

WEST COVINA, CA

Past

November 27, 2015 - April 6, 2016

EDWARD JONES

RIA

CRD#: 250

ANAHEIM HILLS, CA

Past

July 8, 2015 - April 6, 2016

EDWARD JONES

CRD#: 250

ANAHEIM HILLS, CA

Past

October 29, 2013 - July 1, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

HUNTINGTON BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/28/2025)

IAR

Texas
(10/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/20/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/29/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRAYPARK WEALTH MANAGEMENT

CRD#: 334880 / SEC#: 801-132057

RIA

Registered Investment Advisory firm - (8/25/2025 Terminated)

California

Registered Investment Advisory firm - (8/19/2025 Approved)

Texas

Registered Investment Advisory firm - (10/1/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

555 Anton Blvd Ste 150, Costa Mesa, CA 92626

Mailing Address

Phone number

(714) 420-9277

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 24,620,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Enrico M. Santos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrico Malpas Santos's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WESCOM FINANCIAL SERVICES

WESCOM FINANCIAL SERVICES

EDWARD JONES

EDWARD JONES

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2015

Series 63

Date: 12/20/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2015

Series 6

Date: 10/29/2013

Current Firm

BRAYPARK WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRAYPARK WEALTH MANAGEMENT

TRUST BUT VERIFY

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