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Thomas M. Woodward

WOODWARD INVESTMENT MANAGEMENT
Houston, TX
Some features on this profile are disabled
CRD#: 6249878
TW

Professional summary

Thomas Madison Woodward, who also goes by Madison Woodward, is a registered financial advisor currently at WOODWARD INVESTMENT MANAGEMENT, LLC located in Houston, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Thomas has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Madison Woodward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Woodward LTF+ GP, LLC - started 04/2022 - Managing Member - Investment Related - 927 Studewood, Suite 330, Houston, Texas 77008 - currently conducts no business but was established to serve as the general partner to Woodward LTF+, LP - 0 hrs/moth - 0hrs during trading hours Woodward LTF+, LP - started 04/2022 - Limited Partner - Investment Related - 927 Studewood, Suite 330, Houston, Texas 77008 - currently conducts no business - 0 hrs/moth - 0hrs during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Madison Woodward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2021 - Present

WOODWARD INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 316141
Houston, TX
Past

October 11, 2013 - January 6, 2022

AVALON INVESTMENT & ADVISORY

RIA
CRD#: 112556
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/30/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/11/2013
Uniform Investment Adviser Law Examination

Current Firm

WI
WOODWARD INVESTMENT MANAGEMENT, LLC
WOODWARD INVESTMENT MANAGEMENT, LLC

CRD#: 316141 / SEC#:

Texas
Registered Investment Advisory firm - (9/30/2021 Approved)
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Contact information

Main Address
Houston, TX
Mailing Address
P.o. Box 131645, Houston, TX 77219
Phone number
(346) 320-3176
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts26
AUM (Assets Under Management)$ 12,270,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODWARD INVESTMENT MANAGEMENT, LLC

CRD#: 316141Houston, TX

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