Craig A. Slaubaugh

ENTREWEALTH

Wexford, PA

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CRD#: 6249858

Professional summary

Craig Aaron Slaubaugh, CFP® is a registered financial advisor currently at ENTREWEALTH located in Wexford, Pennsylvania.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Craig has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent Insurance Agent; Pittsburgh, Pennsylvania; Not investment-related; Insurance agent; Insurance agent; August 2016 start date; 5 hours per month; 0 hours per month during securities trading hours; Insurance Licensed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Aaron Slaubaugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

July 26, 2026 - Present

ENTREWEALTH

RIA

CRD#: 317553

Wexford, PA

Past

June 4, 2024 - January 10, 2025

THE COURY FIRM

RIA

CRD#: 289145

PITTSBURGH, PA

Past

June 21, 2021 - August 2, 2023

WALDRON PRIVATE WEALTH

RIA

CRD#: 131063

BRIDGEVILLE, PA

Past

July 12, 2018 - May 17, 2021

HBKS WEALTH ADVISORS

RIA

CRD#: 112139

Warrendale, PA

Past

July 11, 2018 - June 4, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Warrendale, PA

Past

October 10, 2017 - June 21, 2018

KEY INVESTMENT SERVICES LLC

CRD#: 136300

PITTSBURGH, PA

Past

August 16, 2016 - August 25, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

OAKMONT, PA

Past

August 16, 2016 - August 25, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

OAKMONT, PA

Past

September 1, 2015 - July 11, 2016

LINCOLN INVESTMENT

RIA

CRD#: 519

PITTSBURGH, PA

Past

December 19, 2013 - July 11, 2016

LINCOLN INVESTMENT

CRD#: 519

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENTREWEALTH

ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Texas

Registered Investment Advisory firm - (5/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/26/2026)

IAR

Texas
(7/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/19/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/19/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/19/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ENTREWEALTH

ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Texas

Registered Investment Advisory firm - (5/1/2024 Terminated)

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Contact information

Main Address

1101 Quaker Ridge Dr, Austin, TX 78746

Mailing Address

701 S Capital Of Texas Hwy Ste D420-343, Austin, TX 78746

Phone number

(512) 240-2244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, PRIVACY NOTICE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 222,597,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Craig A. Slaubaugh

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Aaron Slaubaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE COURY FIRM

WALDRON PRIVATE WEALTH

HBKS WEALTH ADVISORS

PURSHE KAPLAN STERLING INVESTMENTS

KEY INVESTMENT SERVICES LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

LINCOLN INVESTMENT

LINCOLN INVESTMENT

Primary Firm SEC Registration

ENTREWEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2015

Series 63

Date: 3/7/2014

Series 7TO

Date: 1/19/2024

Series 6TO

Date: 1/19/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2017

Series 6

Date: 12/19/2013

Current Firm

ENTREWEALTH

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENTREWEALTH

TRUST BUT VERIFY

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