Kathia M. Gonzalez
Professional summary
Kathia M Gonzalez, who also goes by Kathia Michelle Cotto, Kat Gonzalez, Kathia Michelle Gonzalez, Kathia Michelle Gonzalez-egea, Kathia Michelle Johnson, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Kathia is registered as a RR (Registered Representative) and started their career in finance in 2013. Kathia has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathia M Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116February 28, 2023 - December 1, 2023
TRANSAMERICA CAPITAL, LLC
November 8, 2018 - August 27, 2022
J.P. MORGAN SECURITIES LLC
September 22, 2015 - October 12, 2017
CITIGROUP GLOBAL MARKETS INC.
September 27, 2013 - August 10, 2015
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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